Grievance Redressal

Investor complaints, resolved promptly and fairly.

At Regnum, we take investor protection seriously and comply with SEBI’s grievance-redressal framework. Lodge a complaint by email, post, or in person — we acknowledge within 3 working days.

Grievance contact

Compliance Officer & Grievance redressal

Our designated Compliance Officer handles every investor grievance personally. We acknowledge within 3 working days and aim to resolve within SEBI’s prescribed timelines.

Compliance Officer
Rajvi Abhishek Vakharia
SEBI Regulations · Investor Grievances · SCORES escalation
Email
info@regnum.co.in
complianceregnum@gmail.com
Mobile
+91 93276 64527
Office
(0261) 4890508
Address
5th Floor, Unit 502, Taxshila Apartment,
Navsari Bazar Road, Majura Gate,
Surat – 395002, Gujarat, India
Hours
Mon – Sat · 10:00 AM – 6:00 PM IST
How to lodge

Three ways to file a complaint.

Email

Email grievance@regnum.co.in or investor@regnum.co.in with details.

By post

Send to our Surat office address. Include all relevant folio / DP information and PAN.

In person

Visit our Surat office during working hours, Monday to Saturday, 10:00 AM – 6:00 PM IST.

Please include
• Your full name and contact details
• Folio number / DP ID / Client ID
• PAN
• Subject line with company name & issue type
• Detailed description of the problem
• Supporting documents (if any)

Our grievance process

Four steps, with defined timelines at each stage.

Step 01

Acknowledgement

We will acknowledge your complaint within 3 working days, with a reference number and the name of the officer handling your case.

Step 02

Investigation

We will investigate the issue with relevant teams and records, including the issuer where applicable. You may be contacted for additional information.

Step 03

Resolution

We aim to resolve grievances within regulatory timelines, typically within 15–30 days, depending on complexity and supporting documentation.

Step 04

Communication & closure

We communicate the resolution clearly — in writing — and confirm closure of the complaint with you.

If you’re not satisfied

Escalation route

If your grievance is not resolved satisfactorily, you may escalate to SEBI’s SCORES portal or the relevant regulatory authority.

Have a complaint to file now?

Email our grievance officer or visit our Surat office during working hours.