Compliance Officer
Compliance Officer — contact details.
In line with SEBI regulations, Regnum Capital Advisors Private Limited publishes the designated Compliance Officer details. For regulatory, KYC, and AML matters, please reach out using the contacts below.
Compliance Officer
Rajvi Abhishek Vakharia
SEBI Regulations · KYC · AML
- info@regnum.co.in
complianceregnum@gmail.com - Mobile
- +91 93276 64527
- Office
- (0261) 4890508
- Address
- 5th Floor, Unit 502, Taxshila Apartment,
Navsari Bazar Road, Majura Gate,
Surat – 395002, Gujarat, India - Hours
- Mon – Sat · 10:00 AM – 6:00 PM IST
When to reach the Compliance Officer
Regulatory & compliance matters.
The Compliance Officer is the point of contact for matters relating to SEBI regulations, KYC / Re-KYC, anti-money-laundering (AML) procedures, internal compliance, and audit-related queries.
- Regulatory queries from SEBI, depositories (NSDL / CDSL), exchanges
- KYC / Re-KYC clarifications
- AML / PMLA related submissions
- Audit and inspection coordination
- Statutory filing escalations
For investor service requests, use investor@regnum.co.in. For investor grievances, use grievance@regnum.co.in or the Grievance Redressal process.
For investor grievances — use the dedicated channel.
Our 4-step grievance process and SCORES escalation route are detailed on the Grievance Redressal page.