Investor Grievance Escalation Matrix

Investor Grievance Redressal Mechanism.

Regnum Capital Advisors Private Limited is committed to providing efficient and timely services to investors. In case any investor grievance remains unresolved, the matter may be escalated as per the following escalation matrix.

3-Level Escalation

Escalation matrix

Start at Level 1. If unresolved, escalate to the next level. Each level has a defined contact and timeline.

Level 1

Investor Support Desk

Investors may first contact the Investor Service Team for any queries, requests, complaints, or grievances.

Level 2

Compliance Officer

If the grievance is not resolved satisfactorily within 7 working days, the investor may escalate the matter to the Compliance Officer.

Compliance Officer
Rajvi Abhishek Vakharia
Compliance Officer
Email
radharupawala@gmail.com
Phone
+91-9712276923
Level 3

Director

If the grievance remains unresolved after escalation to the Compliance Officer, the investor may further escalate the matter to the Director of the Company.

Director
Nehal Chandrakant Rupawala
Director
Email
nehal@regnum.co.in
Phone
+91-9824199655
Regulator

SEBI SCORES Platform

If the investor is not satisfied with the resolution provided by the Company, the complaint may be lodged through SEBI’s SCORES (SEBI Complaints Redress System) platform.

Timelines

Timelines we follow

Acknowledgement

Within 2 working days of receiving the complaint.

Resolution

As per applicable SEBI regulations and operational timelines.

Escalation to next level

If no satisfactory response is received within the prescribed timeline.

Note

The Company shall make all reasonable efforts to resolve investor grievances promptly and fairly in accordance with applicable SEBI regulations and guidelines.

Need to raise a grievance?

Start at Level 1 by emailing our Investor Service Team. Escalate up the matrix if not resolved within the prescribed timeline.