Comprehensive RTA & STA services for issuers and investors.
Regnum Capital Advisors offers end-to-end Registrar to Issue (RTA) and Share Transfer Agent (STA) services for listed and unlisted companies, public issues, rights issues, and corporate actions — designed to be accurate, compliant, and investor-friendly.
Registrar to Issue (RTA) services
End-to-end management of public issues, rights issues, and other capital-raising activities — from application processing to allotment, refunds, and post-issue investor support.
- Application processing for public issues, rights issues, and bonds
- Data capture, verification, and validation of investor applications
- Basis of allotment support and coordination with merchant bankers
- Allotment list generation and reconciliation
- Refund processing and refund advice generation
- IPO & public-issue investor support and grievance handling
- Status tracking and communication to investors
- Coordination with depositories, banks, and registrars
Share Transfer Agent (STA) services
Maintenance and updating of investor records for equity, debt, and other securities — transfers, transmissions, nomination, demat / remat, and statutory reporting.
- Processing of share transfers and transpositions
- Processing of transmission (on death, incapacity, legal succession)
- Nomination registration and modification
- Dematerialization (demat) and rematerialization (remat) support
- Issuance of duplicate share certificates
- Consolidation, subdivision, and split of holdings
- Name change, address change, bank-mandate updates
- Maintenance of register of members and security holders
- Generation of reports for issuers and regulators
Investor services — simple, transparent, compliant.
Dedicated services for investors to ensure their holdings are accurately recorded and their requests are processed promptly — with clear documentation and timelines.
- Transfer & transposition of securities
- Transmission on death or legal succession
- Nomination registration and changes
- Demat and remat requests
- Duplicate certificate issuance
- Address, name and bank-mandate updates
- Consolidation, split and subdivision of holdings
- Query resolution and status tracking
Issuer services for listed and unlisted companies.
We support companies, asset managers, and capital-market participants in managing their investor databases, public issues, and corporate actions — with end-to-end accountability.
- Maintenance of records of shareholders, debenture holders, and other security holders
- Dividend processing, warrant generation, and payment tracking
- AGM / EGM support: list of members, proxy forms, voting support
- Compliance support for SEBI and Registrar of Companies (RoC) requirements
- Generation of statutory and management reports
- Communication support for investor notices and circulars
IPO & public-issue support end-to-end.
We support companies and merchant bankers in executing public and rights issues with end-to-end RTA services — including investor grievance handling for the issue.
- Application form design and checklist preparation
- Data capture and validation of applications
- Reconciliation and basis of allotment coordination
- Allotment finalisation support
- Refund processing and communication
- Investor grievance handling for IPO / public issue
- Post-issue reporting and compliance support
Corporate actions — processed end-to-end.
A wide range of corporate actions for listed and unlisted companies, processed with reconciliation, communication, and post-event reporting.
- Bonus issue processing
- Rights issue processing
- Split and consolidation of face value
- Buyback support
- Dividend processing and tracking
- Interest payments for debt instruments
- Communication and coordination for corporate events
Need a registry partner you can actually reach?
Tell us about your company or your folio query — we’ll respond within one business day.